-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HDK/wvfmPKYP3OHucMn3GGpNOj5JdOwtuBdgfOho1h7b/f5agHeQd1sk8HjU6wlg JtAmSm4xtjDJdSaXc1JR8w== 0001000015-97-000009.txt : 19970222 0001000015-97-000009.hdr.sgml : 19970222 ACCESSION NUMBER: 0001000015-97-000009 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970213 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: META GROUP INC CENTRAL INDEX KEY: 0001000015 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING, ACCOUNTING, RESEARCH, MANAGEMENT [8700] IRS NUMBER: 060971675 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-46191 FILM NUMBER: 97531420 BUSINESS ADDRESS: STREET 1: 208 HARBOR DR CITY: STAMFORD STATE: CT ZIP: 06912-0061 BUSINESS PHONE: 2039736700 MAIL ADDRESS: STREET 1: 208 HARBOR DR CITY: STAMFORD STATE: CT ZIP: 06912-0061 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GONZALEZ JOAQUIN J CENTRAL INDEX KEY: 0001009043 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 074465640 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 11464 ORCHARD LANE CITY: RESTON STATE: VA ZIP: 22091 BUSINESS PHONE: 7034354328 MAIL ADDRESS: STREET 1: 11464 ORCHARD LANE CITY: RESTON STATE: VA ZIP: 22091 FORMER COMPANY: FORMER CONFORMED NAME: GONZALEZ JOAQUIN DATE OF NAME CHANGE: 19960227 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* META Group, Inc. ------------------------------------------- (Name of Issuer) Common Stock, $.01 par value --------------------------------------------- (Title of Class of Securities) 591002 10 0 ---------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Joaquin J. Gonzalez 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States NUMBER OF 5 SOLE VOTING POWER SHARES Under 5%. BENEFICIALLY 6 SHARED VOTING POWER OWNED BY Under 5%. EACH 7 SOLE DISPOSITIVE POWER REPORTING Under 5%. PERSON 8 SHARED DISPOSITIVE POWER WITH Under 5%. 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Under 5%. 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Under 5% 12 TYPE OF REPORTING PERSON * IN Item 1(a). Name of Issuer: META Group, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 208 Harbor Drive Stamford, CT 06912 Item 2(a). Name of Person Filing: Joaquin J. Gonzalez. Item 2(b). Address of Principal Business Office or, if None, Residence: The address of the principal business office of Joaquin J. Gonzalez is 11464 Orchard Lane, Reston, VA 22091. Item 2(c). Citizenship: United States. Item 2(d). Title of Class of Securities: Common Stock, $.01 par value. Item 2(e). CUSIP Number: 591002 10 0 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) Broker or dealer registered under Section 15 of the Securities Exchange Act of 1934 (the "Act"). (b) Bank as defined in Section 3(a)(6) of the Act. (c) Insurance Company as defined in Section 3(a)(19) of the Act. (d) Investment Company registered under Section 8 of the Investment Company Act of 1940. (e) Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940. (f) Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Rule 13d-1(b)(1)(ii)(F) of the Act. (g) Parent Holding Company, in accordance with Rule 13d-1 (b)(ii)(G) of the Act. (h) Group,in accordance with Rule 13d-1(b)(1)(ii)(H) of the Act. Not applicable. This Schedule 13G is not being filed pursuant to Rule 13d-1(b) or 13d-2(b). Item 4. Ownership. (a) Amount Beneficially Owned: Joaquin J. Gonzalez is the beneficial owner of less than 5% of the outstanding shares as of December 31, 1996. (b) Percent of Class: Not applicable. (c) Number of shares as to which such person has: (i) sole power to vote: Under 5%. (ii) shared power to vote or to direct the vote: Under 5%. (iii) sole power to dispose or to direct the disposition of: Under 5%. (iv) shared power to dispose or to direct the disposition of: Under 5%. Item 5. Ownership of Five Percent or Less of a Class. Joaquin J. Gonzalez is the beneficial owner of less than 5% of the outstanding shares as of December 31, 1996. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. Not applicable. This statement on Schedule 13G is not filed pursuant to Rule 13d-1(b). SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 1997 ----------------- Date /s/ Joaquin J. Gonzalez ---------------------- Signature Joaquin J. Gonzalez ---------------------- Name/Title -----END PRIVACY-ENHANCED MESSAGE-----